Jack Derby

Derby Financial Group

I help business owners and individuals to grow wealth, protect wealth and leave a legacy . . . while minimizing taxes. As a Chartered Financial Analyst®, Certified Financial Planner™, Accredited Investment Fiduciary® and former accountant, I understand the concerns and issues of both business owners and individuals regarding their financial planning.

Although I am required by the standards of my industry to complete minimal ongoing educational requirements, I am a lifelong learner who is dedicated to continuously expanding my knowledge and expertise on behalf of my clients. For instance, I have completed the following education/designations, beyond industry requirements:
– CFA®
– CFP®
– AIF®
– Level 3 Candidate for Chartered Market Technician®
– Colorado licensed Real Estate Agent, currently inactive
– previously held or completed all course work for: General Securities Principal (Series 24), LUTCF®, CLU® & ChFC®.

My early experience as a Securities Compliance Officer, supervising about forty registered representatives over a multi-state region, adds valuable depth of insight and experience to providing client-focused and compliant financial planning & investment advice. Throughout my career, I have never had a customer complaint or disciplinary action from any regulatory body or agency.