Our Supervisory Services for Investment Advisors
We Offer a Wide Range of OSJ Services for Independent Financial Professionals through Preferred Partners.
Advisor Roadmapping
We assist our advisors with strategic planning through customized resource opportunities and on-demand support. This can help you identify and achieve your personal and professional goals. Your future can be stronger with a solid plan and our outside perspective.
Compliance Advocacy
We believe in active advocacy. When the rulebook gets murky or the critics are unfair, we don’t sit back. We step in as your translator, shield, and steady guide when regulators come calling.
Advisor Transition Into Independence
Are you ready to take charge of your advisory business and go independent? We help advisors make the transition from wirehouse to life as your own boss. If you already enjoy life as an independent advisor, we can help elevate your practice.
Optimize Advisory Operations
Advisors face significant challenges and opportunities. We partner with you as you navigate operational challenges, solve key problems, make strategic hires, and streamline business efficiencies. With our support, you can focus on what you do best.
Advisor Succession and Continuity
Is your advisory business built to serve your clients, causes, and family long after your time? With the right approach to Acquisition and Continuity Planning, we can hand off your Succession plan to the next generation. Let’s protect your family, legacy, and reputation together.